Oportun. Inc

SOX Sr. IT Auditor

Req No.
2021-10972
Department
Finance
Type
Regular Full-Time
Remote / WFH
Yes
Job Locations
US-TX-Frisco | US-CA-San Carlos

Company Overview

ABOUT OPORTUN

Oportun (Nasdaq: OPRT) is a financial services company and digital platform that provides responsible consumer credit to hardworking people. Using A.I.-driven models that are built on years of proprietary customer insights and billions of unique data points, we have extended millions of loans and billions in affordable credit, providing our customers with alternatives to payday and auto title loans. In recognition of our responsibly designed products which help consumers build their credit history, we have been certified as a Community Development Financial Institution (CDFI) since 2009.

 

OPORTUN’S IMPACT

Since extending our first loan in 2006, Oportun has made over 4 million loans, totaling over $10 billion to hardworking low- and moderate-income individuals. In turn, Oportun has helped more than 905,000 people begin establishing the credit history required to enter the financial mainstream. At the same time, Oportun’s customers have saved an estimated $1.9 billion in interest and fees compared to the alternatives typically available to them.

 

Overview

The Senior IT Auditor, Finance Governance and Controls reports to the IT Manager, Finance Governance and Controls and will be responsible for taking a lead role in evaluating the design and operating effectiveness of managements financial controls for Section 404 of the Sarbanes-Oxley Act of 2002 and serves as a trusted advisor to control owners.

Responsibilities

  • Assist in the annual SOX 404 financial statement mapping, risk assessment and scoping process identifying significant locations, business units, transaction cycles and critical processes and accounts ensuring an adequate scope and testing of the Company financial statements based on criteria defined each calendar period.
  • Assist in the coordination of management SOX 404 process controls documentation and review controls to ensure adequate design and identification of key controls for assigned critical processes/accounts.
  • Assist in the coordination and the completion of the annual SOX 404 Compliance Plan in compliance with required timelines.
  • Coordinate with business owners to ensure controls are being properly designed and thought through when business or organization changes occur.
  • Act as a go-to person for internal controls within the organization and provide a reliable and insightful resource for implementing controls within a business process in an efficient and effective manner.
  • Perform SOX IT testing of design and operating effectiveness
  • Liaison with the external auditors as required.
  • Assist in ad hoc projects as required.

Qualifications

  • Skills covering internal control documentation, process narratives, process flows, risk assessments, and related areas.
  • Understanding of and experience in Sarbanes-Oxley compliance, including internal control scoping, documentation, testing and remediating control deficiencies.
  • Strong independent problem solving, self-management, and analytical skills
  • Service-situated outlook; strong sense of duty regarding quality and continuous improvement – “can do” disposition
  • Strong communications abilities – both written and oral
  • Strong investigative and critical thinking abilities
  • Good business knowledge and working experience in the area of process improvements
  • Solid understanding of internal controls approach, practices and US GAAP
  • Professional qualifications proportionate to CPA/CIA/CISA is an advantage
  • 3+ years’ experience in public accounting with IT audit and SOX 404 audit experience is preferred

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